No. 88-1543.United States Court of Appeals, District of Columbia Circuit.Argued March 9, 1989.
Decided April 21, 1989. As Amended May 26, 1989.
Aaron D. Krakow, for petitioner.
Edward Gorman also entered an appearance, for petitioner.
Margaret G. Bezou, Attorney, N.L.R.B., with whom Collis Suzanne Stocking, Supervisory Atty., N.L.R.B., Robert E. Allen, Associate Gen. Counsel, N.L.R.B., and Aileen A. Armstrong, Deputy Associate Gen. Counsel, N.L.R.B., were on the brief, for respondent.
Petition for Review and Application for Enforcement of an Order of the National Labor Relations Board.
Before WALD, Chief Judge, and STARR and D.H. GINSBURG, Circuit Judges.
Opinion for the Court filed by Circuit Judge D.H. GINSBURG.
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Concurring Opinion filed by Circuit Judge STARR.
Opinion, concurring in the judgment only, filed by Chief Judge WALD.
D.H. GINSBURG, Circuit Judge:
[1] Petitioner, Local No. 33 of the United Brotherhood of Carpenters and Joiners of America (the Union), seeks review of a decision by the National Labor Relations Board, finding that the Union had violated §§ 8(b)(4)(i)(B) and (ii)(B) of the National Labor Relations Act, 29 U.S.C. §§ 158(b)(4)(i)(B) (ii)(B), by engaging in a secondary boycott in contravention of a reserved gate system established at the site of an area standards dispute. The Union claims that the reserved gate system left it with insufficient access to the public and, moreover, that the Board lacked substantial evidence of unlawful intent. We hold that the Union’s public access claim is legally insufficient under the circumstances presented, and that the Union failed to rebut the presumption of unlawful secondary intent arising from its violation of the reserved gate system.[2] I. BACKGROUND
[3] Section 8(b) of the NLRA provides, in relevant part, that:
It shall be an unfair labor practice for a labor organization or its agents —
. . . . .
(4)(i) to engage in, or induce or encourage any individual employed by any person . . . to engage in, a strike or refusal . . . to . . . perform any services; or (ii) to threaten, coerce, or restrain any person engaged in commerce or in an industry affecting commerce, where in either case an object thereof is:
. . . . .
[4] A. Substantive Standards.(B) forcing or requiring any person to cease using, selling, handling, transporting, or otherwise dealing in products of any other producer, processor or manufacturer, or to cease doing business with any other person. . . .
[7] Sailors Union of the Pacific (Moore Dry Dock), 92 N.L.R.B. 547, 549 (1950) (emphasis in original). See also Local 761, Elec. Workers v. NLRB (General Electric), 366 U.S. 667,(a) The picketing is strictly limited to times when the situs of dispute is located on the secondary employer’s premises; (b) at the time of the picketing the primary employer is engaged in normal business at the situs; (c) the picketing is limited to places reasonably close to the location of the situs; and (d) the picketing discloses clearly that the dispute is with the primary employer.
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677, 81 S.Ct. 1285, 1291, 6 L.Ed.2d 592 (1961). Violation of any of the Moore Dry Dock standards, while not constituting an unlawful secondary boycott per se, “raises a presumption of illegitimate secondary intent.” Pond, 756 F.2d at 893.
[8] If neutral workers “are performing tasks unconnected to the normal operations of the struck [primary] employer,” then the owner of the common situs may establish separate “reserved gates” for the primary employer and neutral employers. General Electric, 366 U.S. at 680, 81 S.Ct. at 1293. As we observed i Pond, the Board generally has found a violation of the thir Moore Dry Dock standard — “and thus presumed an illegitimate secondary intent” — when a union has picketed at the gate reserved for neutrals, unless the reserved gate system was “improperly or unreasonably established, not honored, or misused.” 756 F.2d at 893-94. [9] B. Factual BackgroundPage 319
examined the site, however, he opined that the Trust had not properly established the reserved gate system and that the Union therefore could continue to picket at the front entrance.
[15] 2. The ALJ’s Decision. Based on a charge filed by CB Construction, the Acting Regional Director of the Board issued a complaint alleging that the Union had again violated §§ 8(b)(4)(i)(B) and (ii)(B). After a hearing, an ALJ found no violation, concluding that “the gate here set aside for the union to picket [facing the public passageway at the rear of the building] is effectively hidden from the view of the general public, and is so remotely and inconveniently located as to substantially impair the effectiveness of the union’s picketing, calculated to reach the primary employer’s employees, suppliers[,] visitors and the general public.” The General Counsel filed exceptions to the ALJ’s ruling. [16] 3. The Board’s Decision. The Board reversed the ALJ, holding that the Union had violated §§ 8(b)(4)(i)(B) and (ii)(B). In particular, the Board concluded that:[T]he restriction of picketing in the instant case to the primary reserved gate’s immediate vicinity would not substantially impair the effectiveness of the Respondent Union’s lawful [area standards] picketing…. The determination of where to locate the primary gate was limited in the subject case to two choices — the Summer Street entrance and the rear passageway entrance. Space limitations with respect to the Summer Street entrance and front lobby elevator made use of that entrance by CB employees performing renovation work infeasible. In addition, the rear entrance had been utilized by the primary employer’s employees prior to the establishment of the reserved gate system. Thus, the designation of the rear entrance reflects a choice that cannot be characterized as reflecting a calculated “bad faith” ploy specifically designed to render ineffective the Union’s picketing.[17] (Emphases added.) The Board went on to cite specific evidence from the record, indicating that the primary reserved gate provided the Union with “some access to the public and full access to the primary employer, its employees, suppliers, and visitors.” For the legal sufficiency of such access, the Board relied upon its earlier decision in United Bad of Carpenters, Local 354 (Sharp Tatro), 268 N.L.R.B. 382, 389 (1983), which upheld a reserved gate system at a construction site that provided the union with access to a “limited public” composed of “tenants of nearby apartments, their visitors, and prospective customers or business callers.” Since the Union’s objectives would have been “effectively served without substantial impairment by the established primary reserved gate,” the Board “infer[red] unlawful secondary intent from the Union’s neutral gate picketing. . . .”
[18] II. STANDARD OF REVIEW
[19] In Sign and Pictorial U., Local 1175 v. NLRB, 419 F.2d 726, 734 (D.C. Cir. 1969), we outlined the relationship between the Board and its subordinate fact finders for purposes of judicial review:
Since the Board is the agency entrusted by Congress with the responsibility for making findings under the statute, “it is not precluded from reaching a result contrary to that of the [ALJ] when there is substantial evidence in support of each result.” . . . [T]he Board is free to substitute its judgment for the [ALJ]’s, although of course it is desirable that the basis of disagreement be made clear. The Board’s rejection of the conclusions of its [ALJ] when the facts are undisputed will ordinarily not be disturbed on judicial review.
[20] III. THE RESERVED GATE SYSTEM
[21] The Union’s attack on the reserved gate system proceeds in two steps. First, the Union argues that the legal standard applied by the Board — the “limited public” standard of Sharp Tatro — is inconsistent with § 8(b)(4). According to the Union, such a standard would contravene its “protected interest in communicating its area standards dispute with [the primary employer]
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to the general public.” Pond, 756 F.2d at 896. Second, on the assumption that it is correct about the applicable legal standard, the Union contends that there is not “substantial evidence sufficient to support the conclusion that the Union’s ability to convey its message to the general public was not substantially impaired.” The Board responds to the Union’s first point by claiming that a standard requiring exposure to only a “limited public” is reasonable in light of the purpose of § 8(b)(4) to accommodate the rights of neutral employers with those of the Union. Accordingly, we turn first to determine the proper legal standard for the analysis of a secondary boycott charge under the present circumstances.
[22] The essential premise of the Union’s claim is that it need not respect a reserved gate system when the only gate that the primary employer can possibly use to conduct its business activities happens to be in a location that would give the Union access to only a limited public, whereas another gate at the common situs would provide access to the general public. For this, the Union relies heavily on Pond, in which we held that a union need not limit its pickets to the primary reserved gate when the owner of the site has established that gate “in a manner that unreasonably denies the union an opportunity to convey its message to the public.” 756 F.2d at 897. [23] Pond involved a construction site with two entrances in a rural residential area. In anticipation of union picketing, the general contractor reserved the main entrance — located along a heavily travelled public road — for neutral, unionized subcontractors, id. at 890; the general contractor set aside the other entrance — at the end of a cul-de-sac “virtually hidden from all public view,” according to the stipulation of the parties — for the use of the primary, non-union subcontractor and, hence, for the union’s picketing. Id. at 896 (emphasis omitted). [24] In Pond, there was no suggestion that either entrance would have rendered impracticable the work of any of the subcontractors concerned. Likewise in the other common situs Board cases discussed in Chief Judge Wald’s separate opinion. See Sharp Tatro; International Bhd. of Electrical Workers, Local 453 (Southern Sun), 237 N.L.R.B. 829 (1979). By contrast, the Union in the present case does not dispute the Board’s finding that CB Construction simply could not have performed its work through any gate other than the rear entrance that the Trust reserved for it. As the Board made clear, the problem is not one of added expense; rather, the limited space at the front entrance and in the passenger elevator there would have made it “infeasible” for CB Construction to conduct its work. The Union, furthermore, does not question the Trust’s right to establish some form of reserved gate system; indeed, the Supreme Court has sanctioned the owner’s prerogative to take such action, provided that neutrals using the reserved gate do not perform tasks related to the normal operations of the primary employer. General Electric, 366 U.S. at 680-81, 81 S.Ct. at 1293-94. See also J.F. Hoff Elec. Co. v. NLRB, 642 F.2d 1266, 1270-71 (D.C. Cir. 1980); NLRB v. National Ass’n of Broadcast Emp., 631 F.2d 944, 951 n. 11 (D.C. Cir. 1980). [25] The present situation is functionally equivalent to one in which a non-unionized primary employer does business at a single, fixed location that just happens to be isolated from public view, but the union, in order to publicize its dispute with the primary employer, conducts area standards picketing at the site of an unrelated neutral employer at a separate location that offers better access to the public. Such conduct would plainly constitute a violation of § 8(b)(4), since the union’s right is only to picket where it finds the primary employer — represented by his employees, as here, or his goods, in the case of a product boycott, see NLRB v. Retail Store Employees Union, 447 U.S. 607, 100 S.Ct. 2372, 65 L.Ed.2d 377 (1980); NLRB v. Fruit Packers, 377 U.S. 58, 84 S.Ct. 1063, 12 L.Ed.2d 129 (1964) — and not, if the two are in different places, where it finds the general public.Page 321
[26] We quite agree with the Board, therefore, that the balance of competing interests envisioned by § 8(b)(4) does not require “primary reserved gate placements calculated to maximize a picket’s chances to reach members of the public.” Moreover, the Board found that the neutral employer in this case did nothing calculated to minimize the public exposure of union pickets. The implication of the Board’s analysis is that where the only alternative configuration of reserved gates would preclude the neutral employer from dealing with the primary employer, the union must take the primary employer as it finds him; under this analysis, it is simply irrelevant whether such a reserved gate system provides the union with access to the general public, a “limited public,” or, for that matter, no public. [27] The Board appears to have come to the same conclusion of law. As Judge Starr’s separate opinion reflects, however, the Board also went on to canvas the evidence supporting a finding of access to a “limited public”; and as Judge Starr details, it was substantial.[28] IV. SECONDARY INTENT
[29] In order to find a violation of § 8(b)(4)(i)(B) or (ii)(B), the Board must find that the union conducted its neutral gate picketing with the object of “forcing or requiring any person to cease using, selling, handling, transporting, or otherwise dealing in products of any other producer, processor or manufacturer, or to cease doing business with any other person. . . .” 29 U.S.C. § 158(b)(4)(i, ii)(B). Based upon the establishment of a bona fide reserved gate system and the Union’s persistence in picketing at the neutral gate, the Board inferred that the Union had done so with an unlawful purpose.
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intent by offering the testimony of its organizer, Robert Marshall, to the effect that he examined the two reserved gates and made a “good faith judgment” that the Union could legitimately continue picketing at the front gate. No doubt. But if such a self-serving judgment could rebut the presumption sanctioned by Pond, then that presumption would, for obvious reasons, not be worth the time of day.
[34] Though we reject the evidence proffered by the Union here, we reiterate what we said in Pond: A presumption is not a per se[36] V. OTHER UNION CONTENTIONS
[37] The Union offers two additional arguments, but they are little more than makeweights. Under § 8(b)(4)(i), the Board must show that the union “induce[d] or encourage[d]” employees to refuse to perform services in the course of their employment. 29 U.S.C. § 158(b)(4)(i). Similarly, under § 8(b)(4)(ii), the Board must prove both that the union had an unlawful object and that it “pursue[d] its object by threatening, coercing, or restraining the neutral business.” Soft Drink Workers Union, Local 812 v. NLRB, 657 F.2d 1252, 1261 (D.C. Cir. 1980). The Union argues that we must overturn the Board’s decision, or at least remand for additional proceedings, based upon the Board’s failure to make specific findings on these questions.
[40] VI. CONCLUSION
[41] The Union’s claims of access to the public being insufficient as a matter of law, and the Board having properly inferred a secondary intent from the Union’s violation of the reserved gate system, we affirm the Board’s conclusion that the Union conducted an unlawful secondary boycott. Accordingly, the petition for review is denied and the application for enforcement is granted.
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would justify the establishment of an otherwise bona fide reserved gate system. The order before us contains intimations to this effect, as the court notes. However, after reviewing the Board’s order in its entirety, I understand it to rest more centrally on the conclusion that sufficient public access existed in this instance to satisfy the governing standard as elucidated in United Bhd. of Carpenters, Local 354 (Sharp Tatro),
268 N.L.R.B. 382, 389 (1983), and approved in Local Union No. 501 v. NLRB, 756 F.2d 888, 895 (D.C. Cir. 1985) (Pond Electric).
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[48] United Brotherhood of Carpenters, Local 354 (Sharp Tatro),When a concerned labor organization finds itself, consistently with Moore Dry Dock‘s requirements, presumptively constrained to picket “reasonably” close to some primary employer’s reserved gate effectively hidden from public view, or so remotely located as to substantially impair the effectiveness of the labor organization’s otherwise lawful picketing calculated to reach the primary employer’s personnel, suppliers, visitors and the general public — no circumscription, designed to confine or restrict the area within which permissible common situs picketing may be conducted, would be warranted.
[49] Sharp Tatro at 386 (emphasis added). [50] The Board has clearly said that the primary object of area standards picketing, which is “not only lawful, but affirmatively protected under § 7 of the Act,” is to communicate the area standards dispute to the public, and in particular those members of the public who purchase goods and services from and compete with the primary employer. Giant Food Markets, Inc.,When confronted with “common situs” situations, such as the situation presented herein, this Board and the courts require the labor organizations concerned to accommodate the right of neutral employers to remain immune from the full impact of the labor dispute by making reasonable efforts to limit those inducements and restraints which are inherent in common situs picketing to the primary employer, so far as the common situs makes that practical.
[A union’s] refusal to confine its picketing to a back entrance hidden from virtually all public view does not by itself imply an unlawful intent to enmesh neutrals. . . . If [the neutral gate] constituted the only location at or near the job site at which the union could obtain reasonable public exposure, the neutral gate presumption could not accommodate the union’s legitimate interests.[52] 756 F.2d at 896 (emphasis added). There was no intimation i Pond that this principle would not apply to cases in which the neutral gate is also the only entrance practically available to the neutral employer and the choice of a primary gate is constrained by the needs of the primary employer.[5] Nor can such a novel construction
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be premised, as Judge Ginsburg tries to do, on a supposed “functional equivalence” between this common situs case and the wholly different case in which the Union seeks to picket at a secondary location from which the primary employer is totally absent. See Maj. op. at 320. A common situs case arises precisely because the Union is entitled to follow the primary employer to a secondary location where he is working; and the entire jurisprudence of reserved gate systems has arisen precisely to determine when the Union’s pickets at this secondary location may be legitimately restricted to the particular entrance used by the primary employer. Judge Ginsburg’s supposed “functional equivalence” would render this entire jurisprudence superfluous and evade our clear holding i Pond: the Union has a protected interest in communicating area standards disputes to the public and the Board must weigh this factor in determining whether any gate system has been or can be properly established.
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